Chen, Lijuan (SFC:AVL498) 陳利娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2010-07-07 | 2011-05-06 | UBS SECURITIES HONG KONG LIMITED | Rep | 2011-10-04 | 2016-12-18 | UBS SECURITIES HONG KONG LIMITED | Rep | 2016-12-19 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-07-07 | 2011-05-06 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-07-07 | 2011-05-06 | Credit Suisse Securities (Hong Kong) Limited | Rep | 2010-10-11 | 2011-05-06 | UBS SECURITIES ASIA LIMITED | Rep | 2011-10-04 | UBS SECURITIES HONG KONG LIMITED | Rep | 2011-10-04 | 2016-12-18 | UBS SECURITIES HONG KONG LIMITED | Rep | 2016-12-19 |
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