Ravi, Ephrem
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2011-10-12 | 2016-01-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2018-06-21 | 2018-06-28 | Rep | Advising on securities | 2018-11-12 | 2018-11-23 | Rep | Advising on securities | 2019-01-21 | 2019-01-26 | Rep | Advising on securities | 2019-08-22 | 2019-09-07 | Rep | Advising on securities | 2023-06-01 | 2023-06-09 | Rep | Advising on securities | 2023-08-18 | 2023-08-25 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-07-08 | 2010-07-18 |
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