Tang, Kuan Mo 鄧君武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-07-16 | 2011-08-02 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2011-10-07 | 2013-02-20 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2022-01-10 | 2022-05-20 | Merrill Lynch Far East Limited | Rep | 2022-08-02 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-07-16 | 2011-08-02 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2011-10-07 | 2021-12-24 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2022-01-10 | 2022-05-20 | Merrill Lynch (Asia Pacific) Limited | Rep | 2022-08-02 | Merrill Lynch Far East Limited | Rep | 2022-08-02 |
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