Fukuda, Tadashi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-10-10 | 2023-08-03 | Rep | Dealing in securities | 2022-10-10 | 2023-08-03 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2022-10-10 | 2023-08-03 | Rep | Dealing in securities | 2022-10-10 | 2023-08-03 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-07-19 | 2010-07-23 | Rep | Dealing in securities | 2014-05-09 | 2014-05-17 | Rep | Automated trading services | 2014-11-03 | 2017-10-06 | Rep | Dealing in securities | 2014-11-03 | 2017-10-06 |
| 4 | GCI Asset Management, HK Limited | Rep | Asset management | 2023-12-27 | |
| 5 | MCP Asset Management Company Limited | Rep | Advising on securities | 2018-01-02 | 2020-04-15 | Rep | Asset management | 2018-01-02 | 2020-04-15 |
| 6 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-06-01 | 2022-01-31 |
| 7 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2022-03-07 | 2022-08-29 | Rep | Dealing in securities | 2022-03-07 | 2022-08-29 |
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