Kwok, Simon 郭世民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ZH SECURITIES LIMITED | RO | Dealing in futures contracts | 2024-02-16 | |
| 2 | ZH SECURITIES LIMITED | RO | Advising on securities | 2024-05-07 | |
| 3 | ZH SECURITIES LIMITED | RO | Asset management | 2024-05-07 | |
| 4 | ZH SECURITIES LIMITED | RO | Dealing in securities | 2024-05-07 | |
| 5 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-10 | 2010-12-14 |
| 6 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-10 | 2010-12-14 |
| 7 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2011-03-01 | 2011-05-19 |
| 8 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-03-01 | 2011-05-19 |
| 9 | Rui Da International Finance Holding Limited | Rep | Dealing in futures contracts | 2012-12-12 | 2014-10-03 |
| 10 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-11-13 | 2015-09-28 |
| 11 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-11-13 | 2015-09-28 |
| 12 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2015-09-29 | 2016-02-22 |
| 13 | MFG Limited (HK) | Rep | Dealing in securities | 2015-09-29 | 2017-09-01 |
| 14 | MFG Limited (HK) | RO | Dealing in futures contracts | 2016-02-22 | 2017-09-01 |
| 15 | FAIRWIN BROKING LIMITED | RO | Dealing in futures contracts | 2017-10-06 | 2018-06-28 |
| 16 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2018-07-25 | 2018-08-29 |
| 17 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2018-08-29 | 2019-02-11 |
| 18 | TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2018-08-29 | 2021-06-14 |
| 19 | TFI Securities and Futures Limited | RO | Dealing in securities | 2019-02-11 | 2021-06-14 |
| 20 | Metaverse Securities Limited (HK) | Rep | Dealing in securities | 2021-09-24 | 2021-12-30 |
| 21 | Metaverse Securities Limited (HK) | RO | Advising on securities | 2021-12-30 | 2022-12-15 |
| 22 | Metaverse Securities Limited (HK) | RO | Dealing in securities | 2021-12-30 | 2022-12-15 |
| 23 | Meta Futures Limited | RO | Advising on futures contracts | 2022-11-09 | 2022-12-15 |
| 24 | Meta Futures Limited | RO | Dealing in futures contracts | 2022-11-09 | 2022-12-15 |
| 25 | TAP CAPITAL LIMITED | Rep | Advising on securities | 2023-06-05 | 2023-08-31 |
| 26 | TAP CAPITAL LIMITED | Rep | Asset management | 2023-06-05 | 2023-08-31 |
| 27 | SPRING SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-08-15 | 2023-08-31 |
| 28 | ZH SECURITIES LIMITED | Rep | Advising on securities | 2023-10-16 | 2024-05-07 |
| 29 | ZH SECURITIES LIMITED | Rep | Asset management | 2023-10-16 | 2024-05-07 |
| 30 | ZH SECURITIES LIMITED | Rep | Dealing in securities | 2023-10-16 | 2024-05-07 |
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