Yang, Ningning (SFC:AVR009) 楊寧寧

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2010-08-09 2011-03-31
2 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2010-08-09 2011-02-18

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