Yip, Min Wa 葉勉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-02-27 | 2014-09-23 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-02-27 | 2014-09-23 |
| 3 | IMPERIAL CAPITAL LIMITED (HK) | Rep | Asset management | 2022-11-03 | 2022-12-08 | RO | Asset management | 2022-12-08 | 2024-03-15 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-10-14 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-05-31 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-10-14 | 2021-05-31 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-09-14 | 2011-08-06 |
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