Li, David Yin Hei 李衍熹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on securities | 2013-06-07 | 2015-05-29 | Rep | Asset management | 2013-06-07 | 2015-05-29 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2013-06-07 | 2015-05-29 | Rep | Asset management | 2013-06-07 | 2015-05-29 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2022-07-20 | Rep | Dealing in securities | 2022-07-20 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-08-23 | 2011-05-09 | Rep | Dealing in securities | 2010-08-23 | 2011-05-09 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-08-23 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-08-23 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-08-23 | 2011-05-09 | Rep | Dealing in futures contracts | 2010-12-06 | 2011-05-09 |
| 7 | PINERION ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-04-19 | 2021-09-06 |
| 8 | PINERION INVESTMENT ADVISORY LIMITED | RO | Advising on securities | 2017-06-26 | 2021-09-30 |
| 9 | POLYMATHY CAPITAL LIMITED | Rep | Asset management | 2015-09-23 | 2016-01-07 | RO | Asset management | 2016-01-07 | 2016-03-11 |
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