Liu, Chang (SFC:AVT314)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CACHET ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-06-11 | 2022-04-08 | Rep | Asset management | 2021-06-11 | 2022-04-08 | Rep | Dealing in securities | 2021-06-11 | 2022-04-08 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-09-06 | 2011-09-02 | Rep | Dealing in securities | 2010-09-06 | 2011-09-02 |
| 3 | ROCKPOOL CAPITAL LIMITED | Rep | Advising on securities | 2022-09-30 | 2022-10-17 | Rep | Asset management | 2022-09-30 | 2022-10-17 | Rep | Dealing in securities | 2022-09-30 | 2022-10-17 |
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