Lau, Yiu Kee 劉耀基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Southern International Limited | Rep | Dealing in securities | 2018-04-23 | 2019-06-24 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-16 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-26 | 2011-02-06 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-08-26 | 2011-02-06 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-12-14 | 2012-07-21 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-14 | 2012-07-21 |
| 7 | Mason Securities Limited | Rep | Dealing in securities | 2014-08-26 | 2015-03-18 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-08-09 | 2014-07-15 |
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