Redbourn, James Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2015-03-31 | 2016-01-21 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2016-03-16 | 2023-01-12 |
| 3 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2023-04-27 | Rep | Automated trading services | 2023-04-27 | Rep | Dealing in securities | 2023-04-27 |
| 4 | Renaissance Capital (Hong Kong) Limited | Rep | Dealing in securities | 2010-09-09 | 2012-06-29 |
| 5 | Templewater Hong Kong Limited | Rep | Advising on securities | 2013-02-01 | 2015-02-02 | Rep | Dealing in securities | 2013-02-01 | 2015-02-02 |
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