Lee, Noel Yan Yan 李恩恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-09-27 | 2011-03-21 |
| 2 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2013-07-26 | 2014-01-31 |
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