Adcock, Richard Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-09-24 | 2010-10-24 | Rep | Advising on securities | 2012-10-17 | 2012-11-17 | Rep | Advising on securities | 2013-04-08 | 2013-05-08 | Rep | Advising on securities | 2013-08-21 | 2014-10-21 |
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