Liu, Jia (SFC:AVX016) 劉佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-09-16 | 2011-03-26 |
| 2 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-09-25 | 2015-06-27 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2013-08-20 | Rep | Advising on securities | 2012-01-13 | 2013-08-20 | Rep | Dealing in securities | 2012-01-13 | 2013-08-20 |
| 4 | North Rock Capital Management (HK) Limited | Rep | Asset management | 2023-11-06 | |
| 5 | Tenbagger Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2015-10-07 | 2016-08-22 | RO | Advising on securities | 2016-08-22 | 2018-03-01 | RO | Asset management | 2016-08-22 | 2018-03-01 |
| 6 | Torq Capital Management (HK) Limited | Rep | Asset management | 2018-04-09 | 2023-06-19 |
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