Au, Wing Tung (SFC:AVX940) 歐穎桐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-12-20 | 2014-10-15 | Rep | Dealing in securities | 2012-12-20 | 2014-10-15 | Rep | Leveraged foreign exchange trading | 2013-10-02 | 2014-10-15 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2010-09-22 | 2010-12-29 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2010-09-22 | 2010-12-29 |
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