Gray, Nicholas (SFC:AVZ123)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2015-04-10 | 2015-04-20 | Rep | Dealing in securities | 2019-03-22 | 2019-03-27 |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-10-04 | 2010-10-18 |
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