Li, Pui Yan (SFC:AVZ605) 李珮欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DC INVESTMENTS (HK) LIMITED | RO | Asset management | 2024-01-12 | |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-10-05 | 2011-05-31 |
| 3 | Picea Oriental Investment Management Limited | RO | Asset management | 2021-12-13 | 2023-09-30 |
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