Koo, Yuk Shing 顧玉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EM Asset Management Limited | RO | Advising on securities | 2020-09-11 | 2021-03-11 | RO | Asset management | 2020-09-11 | 2021-12-31 |
| 2 | LW Asset Management Advisors Limited | RO | Asset management | 2016-04-26 | 2019-02-28 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-11-29 | 2011-04-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-12 | 2011-04-01 | Rep | Advising on securities | 2011-01-11 | 2011-04-01 |
| 5 | SILVERSTONE INVESTMENTS LIMITED (HK) | Rep | Asset management | 2019-05-27 | 2019-08-12 | RO | Asset management | 2019-08-12 | 2020-09-08 |
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