Cheng, Chi Ho (SFC:AWC625) 鄭智浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Kaisa Asset Management Limited | Rep | Advising on securities | 2021-04-01 | 2021-12-24 | Rep | Asset management | 2021-04-01 | 2021-12-24 |
| 2 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2021-04-21 | 2021-12-24 |
| 3 | ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-08-22 | 2020-08-12 | Rep | Advising on securities | 2018-07-26 | 2020-08-12 | Rep | Dealing in securities | 2018-07-26 | 2020-08-12 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-10-18 | 2011-01-10 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-18 | 2011-01-10 |
| 6 | Ping An Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2022-03-21 | Rep | Asset management | 2022-03-21 | 2024-11-04 | RO | Asset management | 2024-11-04 |
| 7 | uSmart Securities Limited | Rep | Advising on securities | 2020-12-07 | 2021-01-03 | Rep | Asset management | 2020-12-07 | 2021-01-03 |
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