Wong, Alfred Teck Chit 王德捷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2010-12-02 | 2011-02-26 | Rep | Advising on securities | 2010-12-02 | 2011-02-26 | Rep | Asset management | 2010-12-02 | 2011-02-26 |
| 2 | Pando Finance Limited | Rep | Advising on securities | 2023-07-25 | 2023-08-24 | Rep | Asset management | 2023-07-25 | 2023-08-24 | Rep | Dealing in securities | 2023-07-25 | 2023-08-24 | RO | Advising on securities | 2023-08-24 | 2023-10-11 | RO | Asset management | 2023-08-24 | 2023-10-11 | RO | Dealing in securities | 2023-08-24 | 2023-10-11 |
| 3 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-10-04 | 2012-01-13 | Rep | Asset management | 2011-10-04 | 2012-01-13 | RO | Advising on securities | 2012-01-13 | 2014-04-02 | RO | Asset management | 2012-01-13 | 2014-04-02 |
| 4 | W. Falcon Asset Management (Asia) Limited | RO | Advising on securities | 2017-03-07 | 2017-11-22 | RO | Asset management | 2017-03-07 | 2017-11-22 |
| 5 | YUE XIU ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-06-04 | 2016-03-31 | RO | Advising on securities | 2015-11-23 | 2016-03-31 |
| 6 | ZENITH INNOVATION FINANCIAL GROUP LIMITED | RO | Advising on securities | 2018-01-25 | 2023-06-09 | RO | Asset management | 2018-01-25 | 2023-06-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy