Chan, Ut Ieong 陳悅楊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-11-03 | 2011-09-15 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-03 | 2011-09-15 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-03-20 | Rep | Asset management | 2019-03-20 | Rep | Dealing in securities | 2019-03-20 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-03-20 | Rep | Asset management | 2019-03-20 | Rep | Dealing in securities | 2019-03-20 |
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