Chan, Ricky Sheung Tak 陳尚德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2012-01-03 | 2013-03-15 | Rep | Asset management | 2012-01-03 | 2013-03-15 |
2 | GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-11-30 | 2011-04-29 |
3 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2014-10-30 | 2015-01-16 |
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