Chan, Ricky Sheung Tak 陳尚德

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FDB Financial Group Limited Rep Advising on corporate finance 2012-01-03 2013-03-15
Rep Asset management 2012-01-03 2013-03-15
2 GRAND ALLIANCE ASSET MANAGEMENT LIMITED Rep Asset management 2010-11-30 2011-04-29
3 St. James's Place (Hong Kong) Limited Rep Advising on securities 2014-10-30 2015-01-16

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