Ho, Kim Kwong 何劍剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2012-05-31 | 2013-06-06 | Rep | Dealing in securities | 2012-05-31 | 2013-06-06 | Rep | Asset management | 2012-08-13 | 2012-09-17 | RO | Asset management | 2012-09-17 | 2013-06-06 |
| 2 | ELITE FINANCIAL SERVICES LIMITED (HK) | Rep | Asset management | 2013-07-02 | 2013-07-08 | Rep | Advising on securities | 2013-07-02 | 2014-02-15 | RO | Asset management | 2013-07-08 | 2014-02-15 |
| 3 | JOINCAP CAPITAL LIMITED | RO | Advising on securities | 2021-08-31 | 2022-03-26 | RO | Asset management | 2021-08-31 | 2022-03-26 |
| 4 | Minerva Asset Global Investment Capital Limited | RO | Asset management | 2016-03-22 | 2018-08-06 |
| 5 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2015-10-29 | 2017-05-09 | RO | Dealing in securities | 2017-05-09 | 2018-08-06 |
| 6 | Open Asset Management Limited | Rep | Asset management | 2014-05-14 | 2014-06-09 | Rep | Advising on securities | 2014-05-14 | 2015-09-30 | RO | Asset management | 2014-06-09 | 2015-09-30 |
| 7 | Open Securities Limited | Rep | Advising on securities | 2014-05-14 | 2015-09-30 | Rep | Dealing in securities | 2014-07-11 | 2015-09-30 |
| 8 | Sino Wealth Asset Management Limited | RO | Advising on securities | 2018-09-19 | 2020-08-03 | RO | Asset management | 2018-09-19 | 2020-08-03 |
| 9 | ZMF Asset Management Limited | RO | Asset management | 2011-01-21 | 2011-04-07 |
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