Fu, Siu Lan 符小蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-09-01 | Rep | Dealing in securities | 2022-09-01 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-09-30 | 2022-06-17 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2019-06-17 | 2022-06-17 | Rep | Automated trading services | 2019-06-19 | 2022-06-17 |
| 4 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2012-06-28 | 2013-04-23 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-06-22 | 2019-05-15 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-06-22 | 2019-05-15 | Rep | Dealing in securities | 2015-06-22 | 2019-05-15 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-11-15 | 2010-12-14 |
| 8 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-11-15 | 2010-12-14 |
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