Chai, Tak Loon 蔡達龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-11-16 | 2011-03-22 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2020-07-20 | 2020-10-22 | Rep | Dealing in securities | 2020-07-20 | 2020-10-22 | RO | Advising on securities | 2020-10-22 | 2022-07-08 | RO | Dealing in securities | 2020-10-22 | 2022-07-08 | Rep | Dealing in securities | 2022-07-08 | 2023-09-30 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-10-11 | 2016-07-13 | Rep | Advising on securities | 2011-10-11 | 2016-07-13 | Rep | Dealing in securities | 2011-10-11 | 2016-07-13 |
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