Chan, Tai Yu 陳泰如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A.M. BEST ASIA-PACIFIC LIMITED | Rep | Credit rating services | 2012-11-19 | 2014-07-02 |
| 2 | Asia Pacific Financial Investment Services Co., Limited | Rep | Credit rating services | 2014-10-14 | 2017-07-19 | RO | Credit rating services | 2017-07-19 | 2017-09-25 |
| 3 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-10-11 | Rep | Advising on securities | 2019-05-17 | Rep | Dealing in securities | 2019-05-17 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-11-19 | 2011-03-14 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-11-19 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-14 |
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