Surplice, John Michael Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2010-11-22 | 2010-11-22 | Rep | Dealing in securities | 2013-03-20 | 2013-03-28 | Rep | Dealing in securities | 2014-01-10 | 2014-01-16 | Rep | Dealing in securities | 2014-06-03 | 2014-06-06 | Rep | Dealing in securities | 2015-03-19 | 2015-03-27 | Rep | Dealing in securities | 2016-03-07 | 2016-03-11 | Rep | Dealing in securities | 2017-07-11 | 2017-07-14 |
| 2 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2016-03-07 | 2016-03-11 | Rep | Dealing in securities | 2016-03-07 | 2016-03-11 | Rep | Advising on securities | 2017-07-11 | 2017-07-14 | Rep | Dealing in securities | 2017-07-11 | 2017-07-14 |
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