Lau, Henry Hang 劉恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-12-23 | 2012-12-18 | Rep | Dealing in securities | 2011-12-23 | 2012-12-18 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-03-01 | 2014-04-05 | Rep | Advising on securities | 2013-03-01 | 2014-04-05 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-11-29 | 2011-02-13 | Rep | Dealing in securities | 2010-11-29 | 2011-02-13 |
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