Kuang, Tao (SFC:AWL776) 匡濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-01-03 | 2019-01-25 |
| 2 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-08-08 | 2019-01-25 |
| 3 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-12-23 | 2019-01-25 |
| 4 | INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2019-02-18 | 2020-07-30 |
| 5 | INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2019-02-18 | 2023-09-06 |
| 6 | INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Asset management | 2020-03-26 | 2023-09-06 |
| 7 | INNOVATION SECURITIES CO., LIMITED | RO | Dealing in securities | 2020-07-30 | |
| 8 | INNOVATION ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2023-09-06 | |
| 9 | INNOVATION ASSET MANAGEMENT CO., LIMITED | RO | Asset management | 2023-09-06 |
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