Ellis, James William Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2011-01-18 | 2011-02-18 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2018-09-24 | 2018-09-27 | Rep | Advising on securities | 2019-01-18 | 2019-01-23 | Rep | Advising on securities | 2019-03-29 | 2019-04-03 | Rep | Advising on securities | 2019-05-31 | 2019-06-06 | Rep | Advising on securities | 2019-09-16 | 2019-09-19 | Rep | Advising on securities | 2019-12-10 | 2019-12-12 |
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