Yip, Teen Hang 葉天衡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-01-13 | 2011-08-06 |
| 2 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-01-13 | 2011-08-06 |
| 3 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-01-13 | 2011-08-06 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-01-13 | 2011-08-06 |
| 5 | MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-04-02 | 2014-01-11 |
| 6 | MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | Asset management | 2013-04-02 | 2014-01-11 |
| 7 | CMB International Securities Limited | Rep | Dealing in securities | 2015-02-18 | 2016-11-03 |
| 8 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-07-19 | 2017-02-23 |
| 9 | CMB International Capital Limited | Rep | Dealing in securities | 2016-10-04 | 2017-02-23 |
| 10 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2017-04-20 | 2020-01-31 |
| 11 | Great Wall Pan Asia Asset Management Limited | Rep | Asset management | 2017-04-20 | 2020-01-31 |
| 12 | Great Wall Pan Asia Asset Management Limited | Rep | Dealing in securities | 2017-04-20 | 2020-01-31 |
| 13 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2020-05-27 | 2022-03-18 |
| 14 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2020-05-27 | 2022-03-18 |
| 15 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2020-05-27 | 2022-03-18 |
| 16 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-04-04 | |
| 17 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2022-04-04 | |
| 18 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2022-04-04 |
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