Luo, Juan (SFC:AWQ261) 羅娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Asset Management Corporation Limited | Rep | Advising on securities | 2024-01-09 | Rep | Asset management | 2024-01-09 | Rep | Dealing in securities | 2024-01-09 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-13 | 2011-01-19 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2015-07-17 | 2016-09-01 | Rep | Dealing in securities | 2015-07-17 | 2016-09-01 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-08-28 | 2022-07-22 | Rep | Dealing in securities | 2018-08-28 | 2022-07-22 |
| 5 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-20 | 2014-11-10 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-06-25 | 2014-11-10 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-11-25 | 2015-07-02 | Rep | Advising on securities | 2014-11-25 | 2015-07-02 | Rep | Dealing in securities | 2014-11-25 | 2015-07-02 |
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