Tze, Hei 紫曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-01-19 | 2011-01-28 | Rep | Asset management | 2011-01-19 | 2011-01-28 | Rep | Dealing in futures contracts | 2011-01-19 | 2011-01-28 | Rep | Dealing in securities | 2011-01-19 | 2011-01-28 |
| 2 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-06-15 | 2015-01-07 | Rep | Asset management | 2011-06-15 | 2015-01-07 |
| 3 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2014-11-18 | 2015-01-07 |
| 4 | VAN BERKOM GOLDEN DRAGON LIMITED | Rep | Asset management | 2015-02-04 | 2017-01-25 | RO | Asset management | 2017-01-25 |
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