Huang, Liwen (SFC:AWU004) 黃麗雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2012-04-11 | 2012-04-27 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-02-09 | 2011-03-31 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-09 | 2011-03-31 |
| 4 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2012-11-29 | 2013-06-01 |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2016-10-14 | 2017-01-12 | Rep | Advising on securities | 2016-10-14 | 2017-01-12 | Rep | Dealing in securities | 2016-10-14 | 2017-01-12 |
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