So, Shun Wah 蘇順華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Advising on securities | 2011-10-14 | 2013-02-15 | Rep | Dealing in securities | 2011-10-14 | 2013-02-15 |
| 2 | CHELSEA SECURITIES LIMITED (HK) | Rep | Advising on securities | 2013-03-18 | 2014-06-30 | Rep | Dealing in securities | 2013-03-18 | 2014-06-30 |
| 3 | HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2014-11-24 | 2016-04-01 | Rep | Asset management | 2014-11-24 | 2016-04-01 |
| 4 | Knight Capital Asia Limited | Rep | Advising on securities | 2011-02-18 | 2011-08-04 | Rep | Dealing in securities | 2011-02-18 | 2011-08-04 |
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