Pu, Cheng-Lun 卜正倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-03-21 | 2018-01-24 | Rep | Asset management | 2015-10-30 | 2018-01-24 | Rep | Dealing in securities | 2018-01-24 | 2018-10-10 | RO | Advising on securities | 2018-01-24 | 2018-10-10 | RO | Asset management | 2018-01-24 | 2018-10-10 |
| 2 | Shinhan Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-11-07 | 2019-01-25 | Rep | Asset management | 2018-11-07 | 2019-01-25 | RO | Advising on securities | 2019-01-25 | 2022-06-17 | RO | Asset management | 2019-01-25 | 2022-06-17 |
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