Katz, Daniel Sebastian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-10-27 | 2016-11-02 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-10-27 | 2016-11-02 | Rep | Dealing in securities | 2016-10-27 | 2016-11-02 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-16 | 2011-06-21 | Rep | Dealing in securities | 2011-03-16 | 2011-06-21 |
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