Quinn, James Jerome Jr
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-03-16 | 2011-06-16 |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-02-24 | 2014-03-13 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-03-16 | 2011-06-16 |
4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2012-02-24 | 2014-03-13 |
5 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2014-03-13 | 2017-09-04 |
6 | PEAK CLOUD LIMITED | RO | Dealing in futures contracts | 2020-04-27 | 2021-06-04 |
7 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Dealing in securities | 2014-03-13 | 2017-09-04 |
8 | PEAK CLOUD LIMITED | RO | Dealing in securities | 2020-04-27 | 2021-06-04 |
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