Hornbach, Matthew Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-03-17 | 2011-04-07 | Rep | Dealing in securities | 2016-04-01 | 2016-04-06 | Rep | Advising on futures contracts | 2018-04-10 | 2018-04-11 | Rep | Advising on securities | 2018-04-10 | 2018-04-11 | Rep | Dealing in securities | 2018-04-10 | 2018-04-11 | Rep | Advising on futures contracts | 2018-09-07 | 2018-09-11 | Rep | Advising on securities | 2018-09-07 | 2018-09-11 | Rep | Dealing in securities | 2018-09-07 | 2018-09-11 | Rep | Advising on futures contracts | 2019-06-03 | 2019-06-06 | Rep | Advising on securities | 2019-06-03 | 2019-06-06 | Rep | Dealing in securities | 2019-06-03 | 2019-06-06 | Rep | Advising on futures contracts | 2019-11-15 | 2019-11-20 | Rep | Advising on securities | 2019-11-15 | 2019-11-20 | Rep | Dealing in securities | 2019-11-15 | 2019-11-20 | Rep | Advising on futures contracts | 2023-04-14 | 2023-04-21 | Rep | Advising on securities | 2023-04-14 | 2023-04-21 | Rep | Dealing in securities | 2023-04-14 | 2023-04-21 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-03-17 | 2011-04-07 |
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