Ieno, Eiji Alex (SFC:AXB793)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-24 | 2011-06-24 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-03-24 | 2011-06-24 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-06-25 | 2015-07-07 | Rep | Dealing in securities | 2016-03-11 | 2016-03-21 | Rep | Dealing in securities | 2017-02-17 | 2017-02-27 | Rep | Dealing in securities | 2017-08-11 | 2017-08-21 | Rep | Dealing in securities | 2017-11-03 | 2017-11-13 | Rep | Dealing in securities | 2018-01-12 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2015-06-25 | 2015-07-07 | Rep | Dealing in futures contracts | 2017-02-17 | 2017-02-27 | Rep | Dealing in futures contracts | 2017-08-11 | 2017-08-21 | Rep | Dealing in futures contracts | 2017-11-03 | 2017-11-13 | Rep | Dealing in futures contracts | 2018-01-12 |
| 5 | OTCex Hong Kong Limited | Rep | Dealing in securities | 2011-08-03 | 2012-06-01 |
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