Au, Pui Shan (SFC:AXC062) 區佩珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Dealing in securities | 2011-10-31 | 2012-09-15 | Rep | Dealing in futures contracts | 2011-12-05 | 2012-09-15 |
| 2 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-04-15 | 2011-08-31 |
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