Yao, Peng (SFC:AXC426) 姚鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-04-01 | 2015-08-22 |
| 2 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2011-04-01 | 2015-08-22 |
| 3 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2015-08-24 | 2017-06-01 |
| 4 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2015-08-24 | 2017-06-01 |
| 5 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-08-24 | 2017-06-01 |
| 6 | Shinhan Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-07-21 | 2017-09-14 |
| 7 | Shinhan Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-07-21 | 2017-09-14 |
| 8 | Shinhan Asset Management (Hong Kong) Limited | RO | Advising on securities | 2017-09-14 | 2019-06-17 |
| 9 | Shinhan Asset Management (Hong Kong) Limited | RO | Asset management | 2017-09-14 | 2019-06-17 |
| 10 | CCB Securities Limited | RO | Advising on securities | 2019-11-05 | 2020-07-31 |
| 11 | CCB Securities Limited | RO | Asset management | 2019-11-05 | 2020-07-31 |
| 12 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2020-10-20 | 2020-11-23 |
| 13 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2020-10-20 | 2020-11-23 |
| 14 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | RO | Advising on securities | 2020-11-23 | |
| 15 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | RO | Asset management | 2020-11-23 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy