Ye, Guofeng (SFC:AXG034) 葉國鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-04-02 | 2017-01-15 | Rep | Asset management | 2015-04-02 | 2017-01-15 |
| 2 | Rongchong Finance Management Limited | Rep | Advising on securities | 2019-06-25 | 2019-08-06 | Rep | Asset management | 2019-06-25 | 2019-08-06 | Rep | Dealing in securities | 2019-06-25 | 2019-08-06 | RO | Advising on securities | 2019-08-06 | 2022-02-28 | RO | Asset management | 2019-08-06 | 2022-02-28 | RO | Dealing in securities | 2019-08-06 | 2022-02-28 |
| 3 | Shenzhen Capital (Hong Kong) Asset Management Company Limited | RO | Asset management | 2023-01-18 | 2024-03-31 |
| 4 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-05-03 | 2015-03-21 | Rep | Asset management | 2011-05-03 | 2015-03-21 |
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