Gao, Junjie (SFC:AXG317) 高俊杰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Moody's Investors Service Hong Kong Limited Rep Credit rating services 2011-06-01 2011-06-20
2 FITCH (HONG KONG) LIMITED Rep Credit rating services 2012-10-03 2014-12-12
3 BOCI ASIA LIMITED Rep Advising on corporate finance 2014-12-22 2015-01-07
4 BOCI ASIA LIMITED Rep Dealing in securities 2014-12-22 2015-01-07
5 BOCI SECURITIES LIMITED Rep Advising on securities 2014-12-22 2015-01-07
6 BOCI SECURITIES LIMITED Rep Dealing in securities 2014-12-22 2015-01-07
7 FITCH (HONG KONG) LIMITED Rep Credit rating services 2015-01-29 2017-06-29
8 FITCH (HONG KONG) LIMITED RO Credit rating services 2017-06-29 2021-09-09
9 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2022-05-16 2023-07-18
10 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2022-05-16 2023-07-18
11 Lianhe Ratings Global Limited RO Credit rating services 2023-11-30

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