Gao, Junjie (SFC:AXG317) 高俊杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2014-12-22 | 2015-01-07 | Rep | Dealing in securities | 2014-12-22 | 2015-01-07 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-12-22 | 2015-01-07 | Rep | Dealing in securities | 2014-12-22 | 2015-01-07 |
| 3 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2012-10-03 | 2014-12-12 | Rep | Credit rating services | 2015-01-29 | 2017-06-29 | RO | Credit rating services | 2017-06-29 | 2021-09-09 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-05-16 | 2023-07-18 | Rep | Dealing in securities | 2022-05-16 | 2023-07-18 |
| 5 | Lianhe Ratings Global Limited | RO | Credit rating services | 2023-11-30 | |
| 6 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2011-06-20 |
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