Nan, Nan (SFC:AXG319) 南楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2016-05-27 | 2018-09-01 | Rep | Asset management | 2016-05-27 | 2018-09-01 | Rep | Dealing in securities | 2016-05-27 | 2018-09-01 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-01-29 | 2016-05-19 | Rep | Dealing in securities | 2016-01-29 | 2016-05-19 |
| 3 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2016-01-06 |
| 4 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-07-17 | 2019-11-28 | Rep | Asset management | 2019-07-17 | 2019-11-28 |
| 5 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2019-11-29 | Rep | Asset management | 2019-11-29 |
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