Siu, Yat Chi 蕭一芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2012-07-04 | Rep | Credit rating services | 2015-11-06 | 2019-12-30 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-03-10 | 2015-10-13 | Rep | Dealing in securities | 2014-03-10 | 2015-10-13 |
| 3 | FWD Life Insurance Company (Bermuda) Limited | Rep | Asset management | 2013-02-06 | 2014-02-08 |
| 4 | BOCHK Asset Management Limited | Rep | Advising on securities | 2020-04-06 | 2021-11-15 | Rep | Asset management | 2020-04-06 | 2021-11-15 | Rep | Dealing in securities | 2020-04-06 | 2021-11-15 |
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