Tsang, Roxane Lok See 曾樂思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-12-14 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-12-31 |
| 2 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2013-08-24 |
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