Wong, Fiona Wing Yin 黃穎研
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2020-05-18 | 2020-07-24 | Rep | Asset management | 2020-05-18 | 2020-07-24 | RO | Advising on securities | 2020-07-24 | 2020-08-30 | RO | Asset management | 2020-07-24 | 2020-08-30 |
| 2 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2013-06-27 |
| 3 | Sun Life Asset Management (HK) Limited | Rep | Advising on securities | 2018-12-12 | 2020-04-18 | Rep | Asset management | 2018-12-12 | 2020-04-18 |
| 4 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2014-02-13 | 2018-08-23 | Rep | Asset management | 2014-02-13 | 2018-08-23 |
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