Au, Wai Yu 區慧如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2013-01-07 | 2023-11-13 |
| 2 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2011-07-04 |
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